Conduct & Compliance Officer

Perfect role for a mid professional looking to grow their Financial Services career in Glasgow.

Regulatory scrutiny in Financial Services has only intensified over the past few years, and firms need people who can spot problems before the regulator does. This particular business is an established, large-scale operator in the sector with a serious presence in Glasgow. They're hiring a Conduct & Compliance Officer to help keep standards tight as the business grows.

Here's what you'll be doing

Monitor business activity against FCA conduct rules and internal policy, flagging issues before they become problems

Carry out compliance monitoring reviews and write up findings clearly enough that non-specialists can act on them

Support the wider team on regulatory change projects, translating new rules into practical guidance

Investigate conduct incidents and complaints, and help draft remediation plans

Deliver training sessions on conduct risk and compliance obligations across departments

Maintain and update compliance registers, breach logs, and reporting packs for senior stakeholders

Here are the skills you'll need

A few years' experience in a compliance, conduct risk, or regulatory role within Financial Services

Solid working knowledge of FCA rules, particularly around Consumer Duty and conduct risk frameworks

Confidence writing reports that senior managers will actually read and act on

Sharp attention to detail. This job has no room for "close enough"

The ability to hold a firm line with stakeholders who'd rather you looked the other way

A relevant qualification (ICA, CISI, or similar) is useful, though not essential if the experience is there

Key perks and benefits

Salary of £40,000 to £50,000, depending on experience

Hybrid working, with regular time in the Glasgow office and flexibility around the rest

Private medical and dental insurance

Enhanced pension scheme and performance-based bonuses

A comprehensive benefits package built for a genuinely large employer, not a token gesture

Why pursue a career in Financial Services?

Financial Services rewards people who take the detail seriously, and compliance sits right at the centre of that. Glasgow has grown into one of the UK's strongest hubs for the sector, with major employers investing heavily in their operations there. A Conduct & Compliance Officer who builds a strong track record here has a clear route into senior risk and compliance leadership.

This Conduct & Compliance Officer opportunity in Glasgow is brought to you by The Opportunity Hub UK.

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